Financial firms continue to struggle to ensure their employees communicate through authorized, monitored channels, even though the rules are widely publicized. "The problem isn't a lack of rules. It's ...

A new report from Global Relay, a leading provider of electronic communication compliance and archiving solutions, spotlights the challenges financial services firms face in maintaining compliance ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Mitigating Off-Channel Communications: A Guide for In-House Counsel and Compliance Professionals Off-channel communications—those that occur outside of approved corporate systems—can pose a ...

As businesses adopt more tools and platforms, communication also helps ensure that new systems are used clearly and consistently rather than creating additional confusion.

Have you ever felt overwhelmed by endless email threads or struggled to keep your team’s communication organized? You’re not alone. In today’s fast-paced work environment, juggling multiple ...