The U.S. Department of Justice and regulators will increasingly expect compliance programs to incorporate AI tools. However, ...

The other day, I attended a panel discussion of compliance officers talking about how corporate compliance might change with ...

The US derivatives regulator is giving firms in its crosshairs two weeks to submit “reasonable” offers to settle certain ...

Legislative leaders have argued that many condo buildings are in need of critical upgrades but that associations had ...

Well-trained workers are three times more likely to stay with their employer, so how do you ensure your safety training is up ...

President Donald Trump issued the Ending Illegal Discrimination and Restoring Merit-Based Opportunity Executive Order, ...

Meanwhile, Patrick Hunt, CEO of Smart RIA, is staying compliant with “ever-changing marketing and advertising regulation ...

The United States continues to operate without a comprehensive federal consumer privacy law as the American Privacy Rights ...

A joint operation conducted by the Lincoln County Sheriff’s Office and federal agencies checked 176 sex offenders and 152 ...

South Africans will face stricter rules for reporting crypto transactions, writes SAMEER KUMANDAN, MD of SearchWorks.

An overview of how federal bank regulatory agencies examine banks for Bank Secrecy Act (BSA) compliance and the available ...

The State Board of Immigration Enforcement in Florida has announced a new program aimed at ensuring local governments uphold ...